Tag: Liquidnet

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Liquidnet Canada Fined $600K After Foreign Staff Could Peek at Client Orders

Liquidnet Canada will pay a C$600,000 administrative penalty to settle Ontario Securities Commission charges that it allowed employees at its US and UK affiliates to see confidential order and trade information belonging to Canadian marketplace participants, the regulator said Wednesday.Singapore Summit: Meet the largest APAC brokers you know (and those you still don't!)The Capital Markets

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